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Professional Responsibility and Ethics (LAW 747)

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  1. Course Overview & Materials
    Syllabus - LAW 747
    5 Topics
  2. Topics
    1. Introduction & Background
    10 Topics
  3. 2. Admission to the Practice of Law
    8 Topics
  4. 3. Introduction to the Standard and Process of Lawyer Discipline
    17 Topics
  5. 4. Malpractice
    21 Topics
  6. 5. Unauthorized Practice of Law
    16 Topics
  7. 6. Duty to Work for No Compensation (Pro Bono)
    13 Topics
  8. 7. Decision to Undertake, Decline, and Withdraw from Representation; The Prospective Client
    15 Topics
  9. 8. Division of Decisional Authority Between Lawyer and Client
    7 Topics
  10. 9. Competence, Diligence, and Communication
    8 Topics
  11. 10. Duty of Confidentiality: Attorney-Client Privilege and Work Product Doctrine
    18 Topics
  12. 11. Duty of Confidentiality: Rule 1.6 and its exceptions
    22 Topics
  13. 12. Advising Clients – Both Individual and Corporate
    12 Topics
  14. 13. Conflict of Interest: Concurrent Client Conflict
    19 Topics
  15. 14. Conflict of Interest: Conflicts Between A Client and the Lawyer’s Personal Interest
    9 Topics
  16. 15. Conflict of Interest: Former Clients
    13 Topics
  17. 16. Communication Between Lawyers and Represented/ Unrepresented Persons
    7 Topics
  18. 17. Billing for Legal Services: Fees, Handling Client Property (Settlement Proceeds and Physical Evidence)
    19 Topics
  19. 18. The Decision to File/Prosecute a Claim; Litigation & Negotiation Tactics
    14 Topics
  20. 19. Lawyer’s Duties to the Tribunal
    10 Topics
  21. 20. Duties of a Prosecutor; Limits on Trial Publicity
    12 Topics
  22. 21. Solicitation & Marketing: Constitutional & Ethical Issues
    18 Topics
  23. 22. Law Firm Administration Issues
    8 Topics
  24. 23. Judicial Ethics
    35 Topics
  25. Course Wrap-Up
    What Did We Learn?
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There are four primary justifications given for restricting the practice of law to those licensed by the state.  First, and by far the most common reason given, is to protect the public from unqualified persons rendering legal advice.  The requirements to obtain a license – undergraduate degree, law license, bar exam, and character and fitness – all serve as a gate-keeping function to ensure that those providing legal advice have minimal competence.  Individuals that do not have the state stamp of approval (license) have not met these minimal requirements.

The second reason is to prevent harm to the legal system.  Our legal system is based on an adversarial model, with each side putting forward their best case and a neutral arbiter issuing a decision.  If parties are not represented by those who know and understand law and procedure, the body of case law becomes skewed and unreliable. 

The third reason given for limiting law practice to those with a license is the need to ensure that those acting unethically can be disciplined.  Without the requirement to have a license to practice, there would be no way to suspend or disbar a lawyer because they could continue to practice law even without a license.  This would mean that the very individuals that the license is meant to exclude could continue to practice law outside the disciplinary system.  The final reason is less sanguine.  There is an argument that the purpose of restrictions on who can practice law is to protect lawyers from competition from those outside the guild.  If the gates were open and anyone could practice law, what would be the purpose of licensing lawyers?