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Professional Responsibility and Ethics (LAW 747)

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  1. Course Overview & Materials
    Syllabus - LAW 747
    5 Topics
  2. Topics
    1. Introduction & Background
    10 Topics
  3. 2. Admission to the Practice of Law
    8 Topics
  4. 3. Introduction to the Standard and Process of Lawyer Discipline
    17 Topics
  5. 4. Malpractice
    21 Topics
  6. 5. Unauthorized Practice of Law
    16 Topics
  7. 6. Duty to Work for No Compensation (Pro Bono)
    13 Topics
  8. 7. Decision to Undertake, Decline, and Withdraw from Representation; The Prospective Client
    15 Topics
  9. 8. Division of Decisional Authority Between Lawyer and Client
    7 Topics
  10. 9. Competence, Diligence, and Communication
    8 Topics
  11. 10. Duty of Confidentiality: Attorney-Client Privilege and Work Product Doctrine
    18 Topics
  12. 11. Duty of Confidentiality: Rule 1.6 and its exceptions
    22 Topics
  13. 12. Advising Clients – Both Individual and Corporate
    12 Topics
  14. 13. Conflict of Interest: Concurrent Client Conflict
    19 Topics
  15. 14. Conflict of Interest: Conflicts Between A Client and the Lawyer’s Personal Interest
    9 Topics
  16. 15. Conflict of Interest: Former Clients
    13 Topics
  17. 16. Communication Between Lawyers and Represented/ Unrepresented Persons
    7 Topics
  18. 17. Billing for Legal Services: Fees, Handling Client Property (Settlement Proceeds and Physical Evidence)
    19 Topics
  19. 18. The Decision to File/Prosecute a Claim; Litigation & Negotiation Tactics
    14 Topics
  20. 19. Lawyer’s Duties to the Tribunal
    10 Topics
  21. 20. Duties of a Prosecutor; Limits on Trial Publicity
    12 Topics
  22. 21. Solicitation & Marketing: Constitutional & Ethical Issues
    18 Topics
  23. 22. Law Firm Administration Issues
    8 Topics
  24. 23. Judicial Ethics
    35 Topics
  25. Course Wrap-Up
    What Did We Learn?
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A positional conflict is where a lawyer is taking two different positions in different courts.  The problem with positional conflicts is that in certain situations if a lawyer succeeds in one argument, it could be detrimental to the interests of the second client in the other matter.  The issue is whether such conflicting advocacy creates a conflict of interest.

Latoya Lawyer is a well-known divorce lawyer in Mississippi.  She represents both husbands and wives in courts across the state.  She tells you: “Listen to this: On Monday I have a hearing in Biloxi, and I will be arguing on behalf of my client that the court should not follow the ‘tender years’ doctrine.  After that, I have to drive up to Tupelo where, on Wednesday, I have a hearing and I will argue that the court should follow the ‘tender years’ doctrine. Isn’t that crazy?” Is Lawyer taking these conflicting positions unethical?

No.  The test is set out in a Comment to Rule 1.7: “Ordinarily a lawyer may take inconsistent legal positions in different tribunals at different times on behalf of different clients.  The mere fact that advocating a legal position on behalf of one client might create precedent adverse to the interests of a client represented by the lawyer in an unrelated matter does not create a conflict of interest.”[1]  Beyond this general statement, however, it gets confusing.

The Comment goes on to say that it would be a conflict for interest for a lawyer to promote inconsistent legal positions if  “there is a significant risk that a lawyer’s action on behalf of one client will materially limit the lawyer’s effectiveness in representing another client in a different case. . . .”[2]  The Comment gives an example where a decision in one case will create precedent that will materially weaken the position taken on behalf of the other client. 

The Comment says that the lawyer taking inconsistent positions should weigh the following factors to decide whether there is a materially limiting conflict of interest that would require the lawyer to obtain informed consent from the client’s involved:  (1)  where the cases are pending (2) whether the issue is procedural or substantive (3) the temporal relationship between the matters (how far apart in time are the matters) and, (4) “the significance of the issue to the immediate and long-term interests of the clients involved and the clients’ reasonable expectations in retaining the lawyer.”[3]


[1] ABA Rule 1.7, Comment [24].

[2] ABA Rule 1.7, Comment [24].

[3] ABA Rule 1.7, Comment [24].