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Professional Responsibility and Ethics (LAW 747)

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  1. Course Overview & Materials
    Syllabus - LAW 747
    5 Topics
  2. Topics
    1. Introduction & Background
    10 Topics
  3. 2. Admission to the Practice of Law
    8 Topics
  4. 3. Introduction to the Standard and Process of Lawyer Discipline
    17 Topics
  5. 4. Malpractice
    21 Topics
  6. 5. Unauthorized Practice of Law
    16 Topics
  7. 6. Duty to Work for No Compensation (Pro Bono)
    13 Topics
  8. 7. Decision to Undertake, Decline, and Withdraw from Representation; The Prospective Client
    15 Topics
  9. 8. Division of Decisional Authority Between Lawyer and Client
    7 Topics
  10. 9. Competence, Diligence, and Communication
    8 Topics
  11. 10. Duty of Confidentiality: Attorney-Client Privilege and Work Product Doctrine
    18 Topics
  12. 11. Duty of Confidentiality: Rule 1.6 and its exceptions
    22 Topics
  13. 12. Advising Clients – Both Individual and Corporate
    12 Topics
  14. 13. Conflict of Interest: Concurrent Client Conflict
    19 Topics
  15. 14. Conflict of Interest: Conflicts Between A Client and the Lawyer’s Personal Interest
    9 Topics
  16. 15. Conflict of Interest: Former Clients
    13 Topics
  17. 16. Communication Between Lawyers and Represented/ Unrepresented Persons
    7 Topics
  18. 17. Billing for Legal Services: Fees, Handling Client Property (Settlement Proceeds and Physical Evidence)
    19 Topics
  19. 18. The Decision to File/Prosecute a Claim; Litigation & Negotiation Tactics
    14 Topics
  20. 19. Lawyer’s Duties to the Tribunal
    10 Topics
  21. 20. Duties of a Prosecutor; Limits on Trial Publicity
    12 Topics
  22. 21. Solicitation & Marketing: Constitutional & Ethical Issues
    18 Topics
  23. 22. Law Firm Administration Issues
    8 Topics
  24. 23. Judicial Ethics
    35 Topics
  25. Course Wrap-Up
    What Did We Learn?
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It is unethical for a lawyer to engage in improper tactics in litigation.  Rule 3.4(e) sets out several prohibitions on litigation conduct.  A lawyer shall not:  (1) during a trial allude to any matter that the lawyer does not reasonably believe is relevant or that a matter that will not be supported by admissible evidence; (2) assert personal knowledge of facts in issue (except when testifying as a witness); or (3) state personal opinion as to the justness of a cause, the credibility of a witness, the culpability of a civil litigant or the guilt or innocence of an accused.[1]

In closing arguments of a negligence action, counsel for defendant made the following statement:

Ladies and gentlemen, they want a lot of money for this.  A lot of money.  What’s been written on the board is called a per diem analysis . . . .  How many days has it been since the accident?  How many days for the rest of his life.  And how much per day is that worth?  That’s what been done here.  That’s how we get verdicts like in the McDonald’s case with a cup of coffee.

Plaintiff’s counsel objected to the statement.  The jury verdict was $62,500 for Plaintiff – much less than was requested.  Was defense counsel’s statement improper? [Boyle v. Christensen, 251 P.3d 810 (Utah 2011)]

Yes.  The lawyer’s statements made reference to facts not in the record (the reference to the McDonald’s case) with the intent to “inflame passion or prejudice in the jury” and  “divert the jury from its duty to base its verdict on the evidence presented.”  The court found that this statement in closing had a reasonable likelihood of prejudicing the outcome of the case and remanded it for a new trial.  Think of the costs – in time and money – that this lawyer forced his client to incur by making this one improper statement in closing.


[1] ABA Rule 3.4(e).