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Professional Responsibility and Ethics (LAW 747)

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  1. Course Overview & Materials
    Syllabus - LAW 747
    5 Topics
  2. Topics
    1. Introduction & Background
    10 Topics
  3. 2. Admission to the Practice of Law
    8 Topics
  4. 3. Introduction to the Standard and Process of Lawyer Discipline
    17 Topics
  5. 4. Malpractice
    21 Topics
  6. 5. Unauthorized Practice of Law
    16 Topics
  7. 6. Duty to Work for No Compensation (Pro Bono)
    13 Topics
  8. 7. Decision to Undertake, Decline, and Withdraw from Representation; The Prospective Client
    15 Topics
  9. 8. Division of Decisional Authority Between Lawyer and Client
    7 Topics
  10. 9. Competence, Diligence, and Communication
    8 Topics
  11. 10. Duty of Confidentiality: Attorney-Client Privilege and Work Product Doctrine
    18 Topics
  12. 11. Duty of Confidentiality: Rule 1.6 and its exceptions
    22 Topics
  13. 12. Advising Clients – Both Individual and Corporate
    12 Topics
  14. 13. Conflict of Interest: Concurrent Client Conflict
    19 Topics
  15. 14. Conflict of Interest: Conflicts Between A Client and the Lawyer’s Personal Interest
    9 Topics
  16. 15. Conflict of Interest: Former Clients
    13 Topics
  17. 16. Communication Between Lawyers and Represented/ Unrepresented Persons
    7 Topics
  18. 17. Billing for Legal Services: Fees, Handling Client Property (Settlement Proceeds and Physical Evidence)
    19 Topics
  19. 18. The Decision to File/Prosecute a Claim; Litigation & Negotiation Tactics
    14 Topics
  20. 19. Lawyer’s Duties to the Tribunal
    10 Topics
  21. 20. Duties of a Prosecutor; Limits on Trial Publicity
    12 Topics
  22. 21. Solicitation & Marketing: Constitutional & Ethical Issues
    18 Topics
  23. 22. Law Firm Administration Issues
    8 Topics
  24. 23. Judicial Ethics
    35 Topics
  25. Course Wrap-Up
    What Did We Learn?
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The attorney-client privilege lasts indefinitely – it is not terminated at the end of the representation – and survives the death of the client.[1] Furthermore, the privilege is intended to benefit the client and not the lawyer. That means that the client can waive the privilege with regard to communications – and the lawyer cannot stop the client.

There are a number of ways to terminate the privilege. These include: by agreement of the client, voluntary disclosure of the communication, and where the client asserts as a defense that the client relied on the lawyer’s advice that the lawyer provided ineffective assistance of counsel.[2]

Universal Standard sued Target Corp. in a trademark infringement case.  In June 2018, Universal Standard retained a public relations firm to provide public relation’s assistance with respect to the lawsuit.  To allow the company to assist with the public relations campaign, the Univesal Standard sent emails between Universal Standard officials and the company’s lawyers.  During the deposition of an official for Universal Standard, there were questions about the emails and the attorney for Universal Standard claimed they were protected by the attorney-client privilege.  How should the court rule? [Universal Standard Inc. v. Target Corp., 2019 WL 1983944 (S.D. N.Y. 2019)]

The court required disclosure.  The public relations firm was not assisting the lawyers in prosecuting the law suit in any way – they were acting solely as a public relations firm.  Because the privileged communications were voluntarily disclosed to a third-party, Universal Standard waived the attorney-client privilege with regard to those emails and they had to be disclosed.


[1] Restatement (Third) of the Law Governing Lawyers § 77.

[2] Restatement (Third) of the Law Governing Lawyers § 78-80.