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Professional Responsibility and Ethics (LAW 747)

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  1. Course Overview & Materials
    Syllabus - LAW 747
    5 Topics
  2. Topics
    1. Introduction & Background
    10 Topics
  3. 2. Admission to the Practice of Law
    8 Topics
  4. 3. Introduction to the Standard and Process of Lawyer Discipline
    17 Topics
  5. 4. Malpractice
    21 Topics
  6. 5. Unauthorized Practice of Law
    16 Topics
  7. 6. Duty to Work for No Compensation (Pro Bono)
    13 Topics
  8. 7. Decision to Undertake, Decline, and Withdraw from Representation; The Prospective Client
    15 Topics
  9. 8. Division of Decisional Authority Between Lawyer and Client
    7 Topics
  10. 9. Competence, Diligence, and Communication
    8 Topics
  11. 10. Duty of Confidentiality: Attorney-Client Privilege and Work Product Doctrine
    18 Topics
  12. 11. Duty of Confidentiality: Rule 1.6 and its exceptions
    22 Topics
  13. 12. Advising Clients – Both Individual and Corporate
    12 Topics
  14. 13. Conflict of Interest: Concurrent Client Conflict
    19 Topics
  15. 14. Conflict of Interest: Conflicts Between A Client and the Lawyer’s Personal Interest
    9 Topics
  16. 15. Conflict of Interest: Former Clients
    13 Topics
  17. 16. Communication Between Lawyers and Represented/ Unrepresented Persons
    7 Topics
  18. 17. Billing for Legal Services: Fees, Handling Client Property (Settlement Proceeds and Physical Evidence)
    19 Topics
  19. 18. The Decision to File/Prosecute a Claim; Litigation & Negotiation Tactics
    14 Topics
  20. 19. Lawyer’s Duties to the Tribunal
    10 Topics
  21. 20. Duties of a Prosecutor; Limits on Trial Publicity
    12 Topics
  22. 21. Solicitation & Marketing: Constitutional & Ethical Issues
    18 Topics
  23. 22. Law Firm Administration Issues
    8 Topics
  24. 23. Judicial Ethics
    35 Topics
  25. Course Wrap-Up
    What Did We Learn?
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Judges are subject to their own separate rules of ethics known as the Code of Judicial Conduct (CJC).  A judge that violates the Code is subject to discipline by the disciplinary agency tasked with monitoring judicial conduct.  This subsection can be viewed as incorporating by reference the CJC when a lawyer is involved in assisting a judge in violating the CJC.  For example, it is unethical for a judge to personally accept campaign contributions.  Therefore, if a lawyer, knowing that it is wrong to personally give contributions, visits the judge’s chambers and hands the judge a $1,000 contribution which the judge accepts, the Judge has violated the CJC, and the lawyer has violated Rule 8.4(f) by assisting the judge in the violating the rule.

Joseph Mole represents a client before a judge in Louisiana.  Mole is concerned that his client cannot get a fair hearing before the judge.  Therefore, he hires attorney Don Gardner, a close friend of the judge.  The fee agreement with Gardner provided for compensation of $100,000 plus another $100,000 “in the event that the trial judge withdraws.”  Gardner provided no assistance in the case and, in fact, stated that he was brought into the case because Mole “wanted to have a pretty face . . . someone who knew the judge.”  Mole filed a motion to recuse which the judge denied.  Is Mole subject to discipline for his conduct? In re Mole, 822 F.3d 798 (5th Cir. 2016)

Yes.  First, it violated the Code of Judicial Conduct for the judge to preside in this case – the judge should have recused because of his relationship with Gardner.  However, Mole was also subject to discipline because the action was both an attempt to improperly influence the judge (a government official under Rule 8.4(e)) and because he brought Gardner into the case solely for the improper purpose of requiring the judge’s recusal.